Audit Supervisor - Regulatory Compliance
Company Name:
TD Bank
About TD Bank, America's Most Convenient Bank
TD Bank, America's Most Convenient Bank, is one of the 10 largest banks in the U.S., providing more than 8 million customers with a full range of retail, small business and commercial banking products and services at approximately 1,300 convenient locations throughout the Northeast, Mid-Atlantic, Metro D.C., the Carolinas and Florida. In addition, TD Bank and its subsidiaries offer customized private banking and wealth management services through TD Wealth , and vehicle financing and dealer commercial services through TD Auto Finance. TD Bank is headquartered in Cherry Hill, N.J. To learn more, visit . Find TD Bank on Facebook at and on Twitter at .
TD Bank, America's Most Convenient Bank, is a member of TD Bank Group and a subsidiary of The Toronto-Dominion Bank of Toronto, Canada, a top 10 financial services company in North America. The Toronto-Dominion Bank trades on the New York and Toronto stock exchanges under the ticker symbol TD. To learn more, visit .
Job Description The Audit Supervisor is accountable for executing audits for a particular business, function or project and/or provides
audit expertise and executes audit processes as part of a team or individual contributor.
Executes assigned audit programs
Performs a range of audits of controls, records, and operations
Develop and execute audit tests in alignment with GAM and IIA standards for more critical areas of the audit
Complete findings follow up tests
Review peer audit documentation
Review draft audit findings with the business subsequent to review by AIC
Provide meaningful recommendations to audit procedures and programs
Work independently but may receive assistance/coaching as required.
Qualifications Previous experience with Deposit related operations and regulations including Reg CC, Reg DD, Reg D, IRA accounts, Escheat and IOLTA
Previous experience Credit card related operations and regulations including CARD Act/Reg Z, FACT Act/FCRA, Reg B, etc.
4 year degree
PC skills (MS Office Suite)
3-5
years of related experience
Proficient oral and written communication skills
Intermediate level of critical thinking, decision making, problem solving and conflict resolution skills
Travel 25% or more
Work well independently and on teams
Complete tasks timely and accurately
Escalate issues and delays quickly
Respond to shifting priorities
awareness of laws and regulations governing the banking industry for assigned business
Intermediate functional audit knowledge and skills
Fundamental knowledge in assigned subject matter area.
Relevant certification preferred
Effectively manage competing priorities for self
Adapt, promote and champion change
Thrive on fast-paced and challenging environment
Proficient relationship skills in building and maintaining relationships within, and external to, audit
Banking experience preferred
Travel % Up to 30%
Inclusiveness
At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach her/his potential.
If you have a disability that requires an accommodation to complete the application process, please e-mail TD Bank's HR Compliance Department at . Please include your full name, contact information and details about your request within the e-mail.
EOE/Minorities/Females/Veterans/Individuals with Disabilities.
Audit Supervisor - Regulatory Compliance
Falmouth-Maine
52572br Estimated Salary: $20 to $28 per hour based on qualifications.
TD Bank
About TD Bank, America's Most Convenient Bank
TD Bank, America's Most Convenient Bank, is one of the 10 largest banks in the U.S., providing more than 8 million customers with a full range of retail, small business and commercial banking products and services at approximately 1,300 convenient locations throughout the Northeast, Mid-Atlantic, Metro D.C., the Carolinas and Florida. In addition, TD Bank and its subsidiaries offer customized private banking and wealth management services through TD Wealth , and vehicle financing and dealer commercial services through TD Auto Finance. TD Bank is headquartered in Cherry Hill, N.J. To learn more, visit . Find TD Bank on Facebook at and on Twitter at .
TD Bank, America's Most Convenient Bank, is a member of TD Bank Group and a subsidiary of The Toronto-Dominion Bank of Toronto, Canada, a top 10 financial services company in North America. The Toronto-Dominion Bank trades on the New York and Toronto stock exchanges under the ticker symbol TD. To learn more, visit .
Job Description The Audit Supervisor is accountable for executing audits for a particular business, function or project and/or provides
audit expertise and executes audit processes as part of a team or individual contributor.
Executes assigned audit programs
Performs a range of audits of controls, records, and operations
Develop and execute audit tests in alignment with GAM and IIA standards for more critical areas of the audit
Complete findings follow up tests
Review peer audit documentation
Review draft audit findings with the business subsequent to review by AIC
Provide meaningful recommendations to audit procedures and programs
Work independently but may receive assistance/coaching as required.
Qualifications Previous experience with Deposit related operations and regulations including Reg CC, Reg DD, Reg D, IRA accounts, Escheat and IOLTA
Previous experience Credit card related operations and regulations including CARD Act/Reg Z, FACT Act/FCRA, Reg B, etc.
4 year degree
PC skills (MS Office Suite)
3-5
years of related experience
Proficient oral and written communication skills
Intermediate level of critical thinking, decision making, problem solving and conflict resolution skills
Travel 25% or more
Work well independently and on teams
Complete tasks timely and accurately
Escalate issues and delays quickly
Respond to shifting priorities
awareness of laws and regulations governing the banking industry for assigned business
Intermediate functional audit knowledge and skills
Fundamental knowledge in assigned subject matter area.
Relevant certification preferred
Effectively manage competing priorities for self
Adapt, promote and champion change
Thrive on fast-paced and challenging environment
Proficient relationship skills in building and maintaining relationships within, and external to, audit
Banking experience preferred
Travel % Up to 30%
Inclusiveness
At TD, we are committed to fostering an inclusive, accessible environment, where all employees and customers feel valued, respected and supported. We are dedicated to building a workforce that reflects the diversity of our customers and communities in which we live in and serve, and creating an environment where every employee has the opportunity to reach her/his potential.
If you have a disability that requires an accommodation to complete the application process, please e-mail TD Bank's HR Compliance Department at . Please include your full name, contact information and details about your request within the e-mail.
EOE/Minorities/Females/Veterans/Individuals with Disabilities.
Audit Supervisor - Regulatory Compliance
Falmouth-Maine
52572br Estimated Salary: $20 to $28 per hour based on qualifications.
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